Industry Conference
10:00-10:15 AM CST Welcome and agenda review — What you need to know for the Dealership Compliance Officer Professional Exam
10:15-11:15 AM CST Linda Robertson - Executive Director, ADCO — Why a Culture of Compliance? — Case Study on Bronx Honda (includes handout)
Federal Laws and Regulations
11:15-12:30 PM CST Eric Johnson, JD - Hudson Cook, LLP — Sales and Marketing
Eric Johnson, JD - Hudson Cook, LLP — Vehicle Financing — Customer Communication (includes handout)
Marica Nelson Jackson, JD - Wick Phillips — General Human Resouces Regulations
Linda Robertson - Executive Director, ADCO — OSHA — Environmental Health and Safety Training
10:00-10:15 AM CST Welcome and agenda review
Terry O'Loughlin, JD, MBA - Director of Compliance, Reynolds Document Solutions — Business Administration and Accounting
Linda Robertson, SPHR - Executive Director, ADCO — Introduction to the Components of a Compliance Program (CMS)
Randy Henrick, JD - President, Auto Dealer Compliance — Board of Directors Oversight — Delegating Authority / Controls of Authority — Compliance Officer Responsibilities
Linda Robertson, SPHR - Executive Director, ADCO — Code of Conduct & Ethics - Identification of Values — How to Write a Compliance Policy
Judy Vann Karstadt, MPFS, DCOP - President, JV Solutions — Employee New Hire Orientation — Compliance and Job Training Requirements — What Constitutes Effective Training — Creating a Compliance Awareness Communication Plan
10:00-10:15 AM CST Welcome and review agenda for the day
Terry O'Loughlin, JD, MBA - Director of Compliance, Reynolds Document Solutions — Monitoring & Auditing — Identification of Compliance Risks — Review Internal Compliance Reporting Venues — Risk Assessment and Prioritization — Internal Audit and GAP Analysis
Melinda Levy, JD - Principal, Levy Law — Review Compliance Reporting — How to Prepare and Conduct an Investigation — Process to Comply with Government Investigation
Marica Nelson Jackson, JD - Wick Phillips — Consistent Enforcement and Discipline for Violations and Non-Compliance
Randy Henrick, JD - President, Auto Dealer Compliance — Newly Identified Compliance Risks — Root Cause vs. Symptom — Lessons Learned
Stephanie Licata, MA, ACC - VP of Executive Coaching Practice — Leveraging Leadership Tendences That Cause Results
*Exam to be taken online at your convenience.
Registration Fee: ADCO Members $650.00 Non-Members $950.00
Membership does have advantages and now it's even more affordable.
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